Risk and Compliance

We have expertise and experience in the following representative areas:

  • As our clients are making changes in business systems by using the latest disruptive technologies (e.g. AI, automations), new risks are emerged as companies streamline their operations. In addition, government regulators (e.g. OSFI, FINTRAC) will continue to release guidelines and new reporting requirements to financial services firms. We help our clients to determine the right data sources, determine the right risk aggregators, build or extend their risk repositories, build early warning systems or automated risk reporting systems.

  • Enterprise risk reporting, market/credit risk solution & reporting, liquidity and asset liability management data analysis, credit adjudication application, wholesale funding market risk analytics, CDIC RDA data quality report requirements, AML transactions monitoring and reporting, FATCA, trading compliance database, corporate actions requirements, Living Will (recovery & resolution plan) for IT Assets, trade compliance reporting