Risk and Compliance

  • As our clients are making changes in business systems by using the latest disruptive AI and automation technology, new risks emerge. Government regulators continue to release guidelines and new reporting requirements to financial services firms.

Our difference

  • We help our clients determine the right data sources and risk aggregators; build or extend risk repositories, early warning and automated risk reporting systems. Experience/expertise in risk reporting, liquidity and asset liability data management/analysis, credit adjudication application, wholesale funding market risk analytics, CDIC RDA data quality report requirements, AML transactions monitoring and reporting, FATCA, trading compliance database, corporate actions requirements, Living Will (recovery & resolution plan) for IT Assets, trade compliance reporting.